Industry standards for managed accounts range from 1 - 2.5% annually. We charge a 1% fee on assets under management. We bill quarterly, so 0.25% per quarter. Additional fees, such as trading fees and small account fees, are included for our managed account clients.

For other services, our fees depend on the service provided. Please reach out if you have any questions about our other services.

When working with a financial advisor, it’s important to know they are fully licensed for investments. Someone who does not have their Series 7 is not fully investment licensed and cannot buy or sell individual stocks or ETFs on a client’s behalf. I have a Series 6, 7, 63, and 66. I also hold certifications as a Certified Exit Planning Advisor (CEPA), and Accredited Investment Fiduciary (AIF).

A financial plan is a living, breathing document. So changes are inevitable! The most important thing to do is to communicate life and financial changes with your financial advisor to make sure you’re still on track for what’s important to you. 

We will meet once per year in person or via Zoom - whichever you prefer - for our annual review. In that meeting, we will review your accounts and gather updates on your life and goals. That way we are staying proactive to get you where you want to be. Six months after our annual meeting, we will have a check-in phone call to keep each other accountable to the action items we set for the year, as well as to stay up to date on your life and goals. 

If you need something and can’t reach me, feel free to call the firm! We work as a team and are happy to help you if you need anything. We do our best to try to get back to you within 24 hours with any requests you have. Every once in a while we are on vacation, and spending time with our families, too! If so, again feel free to call the office.

We take client privacy very seriously. Any emails with sensitive personal information are encrypted. We invest in the latest and best technology in our office to make sure your data is safe. Any sensitive client information on paper is shredded before it leaves the office. And any documents in storage are kept safely in our office.